Problem

2.7.6. Conflicts of interest are present in the sector of education and science during formulation and implementation of state policy

General information about the problem

The emergence of a conflict of functions in the formulation and implementation of state policy in the field of education and science is primarily due to the fact that the same executive authority is vested with powers that may contradict each other.
For example, the functions of licensing of educational activities in higher education, state oversight over compliance with the requirements of license conditions by the relevant license holders (powers in the field of inspection and oversight activities) are vested in the agency that simultaneously exercises the powers to manage many of the license holders and is therefore certainly interested in their successful licensing.
At the same time, one of the principles of state policy in the field of licensing is its application only to such kinds of economic activity, the implementation of which poses a threat of violation of the rights, legitimate interests of citizens, human life or health, the natural environment and/or security of the state, and only if other means of state regulation are insufficient (clause 4 of part one of Article 3 of the Law of Ukraine On the Licensing of Kinds of Economic Activity), which clashes with the licensing procedure in the field of higher education.
Moreover, a number of laws contain certain provisions that are not clearly defined (do not contain specific powers of the central executive authorities), which creates factors fostering corruption.
The education legislation does not clearly regulate the powers of other central executive authorities, local state administrations, and local self-government bodies as governing bodies in the field of education and as founders of state and municipal institutions of education (research institutions). Specifically, at the level of the Law of Ukraine On Local Self-Government in Ukraine, the powers of executive bodies of village, town, and city councils are defined according to the outdated Soviet concept as "management of educational institutions". This concept is vague, which is why it is often interpreted broader than the exhaustive list of powers in specialized laws, and thus leads to a conflict of powers between different governing bodies in the field of education.
In addition, provisions of other laws also contain outdated norms that are not consistent in terms of their substance with education and budget legislation, and thus create factors fostering corruption.
The procedure for the allocation of public funds for the training of specialists with higher education and for research among educational institutions and research institutions also contains corruption risks due to insufficient legislative regulation and therefore needs to be improved.
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Implementation of SACP measures within the limits of the problem

The total number of OSR – 2
All measures of the SACP
measures, the implementation of which as of 31.03.2024
is about to begin to be completed
1 2 1 2 3
9
Implemented Partially implemented In progress Not implemented Not started
Measures implemented (fully and partially) - 3 (33.3%)

Deadlines for all measures

01.03.2023 - 31.12.2024

Implementation of SACP measures within the scope of the Problem by main main performers

Ministry of Education and Science of Ukraine

28.6%
7

Ministry of Health of Ukraine

100%
1

Ministry for Communities, Territories and Infrastructure Development of Ukraine

0%
1

Achievement of ESR within the limits of the Problem

The total number of OSR – 2

SUMMARIZED GENERAL INFORMATION ON THE IMPLEMENTATION OF THE PROGRAM MEASURES IN TERMS OF DIRECTIONS, PROBLEMS AND EXPECTED STRATEGIC RESULTS

Name of the ESR Name of the measure The main implementer Monitoring results (latest) Performance note % виконаних заходів (fully and partially)
1.1. ESR 2.7.6.1 The functions of formulation and implementation of state policy in the sector of education and science, in particular as regards management of state-owned facilities, inspection and supervision activities, and provision of administrative services are segregated among different institutions 2.7.6.1.1. Drafting and submitting to the Cabinet of Ministers of Ukraine the draft law on amendments to the Laws of Ukraine On Education, On Complete General Secondary Education, On Higher Education, On Professional (Vocational) Education, On Professional Pre-university Education, which: 1) stipulates that the powers of licensing of educational activities in higher education and state oversight (control) over compliance with the licensing conditions have been delegated from the Ministry of Education and Science to the State Education Quality Service; 2) stipulates that licensing requirements apply only to educational activities under educational programs that envisage the awarding of a professional qualification in occupations that are subject to additional regulation according to the list approved by the Ministry of Education and Science. Ministry of Education and Science of Ukraine The measure was implemented on time, but partially Partially implemented
0% 0/ 4
1.2. 2.7.6.1.2. Drafting and submitting to the Cabinet of Ministers of Ukraine a draft law that proposes removing Part 2 of Article 75 of the Fundamentals of Ukrainian Healthcare Legislation on the approval of curricula and programs of training, reskilling, and professional development for medical and pharmaceutical professional and rehabilitation specialists of the Ministry of Health Ministry of Health of Ukraine The measure was implemented late and partially Partially implemented
1.3. 2.7.6.1.3. Drafting and submitting to the Cabinet of Ministers of Ukraine a draft law that proposes removing Section VI of the Law of Ukraine On the Prioritization of Social Development of Villages and the Agribusiness Sector in the National Economy pertaining to academic and human resources Ministry for Communities, Territories and Infrastructure Development of Ukraine The measure has not been implemented Not implemented
1.4. 2.7.6.1.4. Conducting an analytical study to identify instances of overlapping functions of government agencies in the sector of education under the Law of Ukraine On Complete General Secondary Education, including the powers of the National Agency for Higher Education Quality Assurance, its territorial offices, and local state administrations to analyze the work of local self-government agencies in the sector of education and make amendments to legislation (if needed) Ministry of Education and Science of Ukraine Implementation of the measure has not started Not started
2.1. ESR 2.7.6.2 Public funds are allocated among institution of higher education and research institutions in a transparent and effective manner based on objective, pre-determined procedures and performance indicators 2.7.6.2.1. Drafting and submitting to the Cabinet of Ministers of Ukraine a draft law proposing to amend the Budget Code of Ukraine, specifically by: 1) amending subclause “c” of Clause 7 of Part 1 of Article 87 of the Budget Code of Ukraine to the effect that expenditures out of the state budget include expenditures for the pursuit of higher education by individuals who earned the right to obtain a higher education at the expense of the state budget (including on the conditions of a government contract) on a competitive basis; the allocation of expenditures among institutions of higher education shall be carried out according to the formula developed by the Ministry of Education and Science and approved by the Cabinet of Ministers of Ukraine; 2) amending Clause 46 of Section VI “Final and Transitional Provisions” of the Budget Code of Ukraine with respect to the list of parameters of the formula of allocation of state budget expenditures for higher education among institutions of higher education; 3) providing for an exhaustive list of cases of allocation of expenditures out of the state budget and local budgets for the funding of academic and engineering research and projects without the use of competitive processes. Ministry of Education and Science of Ukraine Implementation of the measure has not started Not started
100% 5/ 5
2.2. 2.7.6.2.2. Drafting and submitting to the Cabinet of Ministers of Ukraine a draft law proposing amendments to the Law of Ukraine On Higher Education, which stipulates that: 1) expenditures out of the state budget for higher education shall be allocated for institutions of higher education where the cost of educational services is established in keeping with the legislation on the indicative prime cost; 2) the amount of expenditures out of the state budget for higher education shall be allocated among institutions of higher education according to the formula developed by the Ministry of Education and Science and approved by the Cabinet of Ministers of Ukraine. Ministry of Education and Science of Ukraine The measure was not implemented on time and in full Implemented
2.3. 2.7.6.2.3. Arranging an analytical study to update specific performance indicators used in the formula of allocation of the amount expenditures out of the state budget for higher education among institutions of higher education Ministry of Education and Science of Ukraine The measure has not been implemented Not implemented
2.4. 2.7.6.2.4. Holding a presentation of the report on the findings of the analytical study indicated in subclause 2.7.6.2.3, followed by its expert discussion Ministry of Education and Science of Ukraine Implementation of the measure has not started Not started
2.5. 2.7.6.2.5. Drafting and submitting to the Cabinet of Ministers of Ukraine a draft resolution of the Cabinet of Ministers of Ukraine on amendments to the Formula of allocation of expenditures out of the state budget for higher education among institutions of higher education, to the extent of updating the specific performance indicators used within the Formula, taking into account the findings of the analytical study indicated in subclause 2.7.6.2.3 Ministry of Education and Science of Ukraine Implementation of the measure has started on time In progress

Key sources on the state of the problem:

Assessment of the situation by international monitoring mechanisms and organizations: